Quantcast
Channel: Chief Compliance Officers – Reg Pulse Blog by Deloitte
Browsing latest articles
Browse All 4 View Live

Image may be NSFW.
Clik here to view.

Compliance on the brink: Harnessing Big data to the risk challenge

Posted by Rob Biskup and Maureen Mohlenkamp on August 17, 2015. At the annual Compliance Week conference earlier this year, Deloitte’s status as a sponsor and presenter put it in the center of some...

View Article



Image may be NSFW.
Clik here to view.

Key takeaways: 2015 National Compliance Outreach Program for Broker-Dealers

Posted by Marjorie Forestal, Mike Jamroz and Vishal Kumar on August 31, 2015. On July 14, 2015, the Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) hosted...

View Article

Image may be NSFW.
Clik here to view.

Compliance Week 2015

Celebrating 10 years May 18-20 2015 Mayflower hotel Washington DC Posted by Nicole Sandford and Donna Epps on August 17, 2015. For the third year in a row, Deloitte & Touche LLP and Compliance Week...

View Article

Image may be NSFW.
Clik here to view.

Compliance modernization is no longer optional

How evolved is your approach? More than just a cost of doing business. To Chief Compliance Officers, it’s a refrain they’ve heard for years: a challenge, an ambition, and perhaps a sliver of veiled...

View Article
Browsing latest articles
Browse All 4 View Live




Latest Images