Compliance on the brink: Harnessing Big data to the risk challenge
Posted by Rob Biskup and Maureen Mohlenkamp on August 17, 2015. At the annual Compliance Week conference earlier this year, Deloitte’s status as a sponsor and presenter put it in the center of some...
View ArticleKey takeaways: 2015 National Compliance Outreach Program for Broker-Dealers
Posted by Marjorie Forestal, Mike Jamroz and Vishal Kumar on August 31, 2015. On July 14, 2015, the Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) hosted...
View ArticleCompliance Week 2015
Celebrating 10 years May 18-20 2015 Mayflower hotel Washington DC Posted by Nicole Sandford and Donna Epps on August 17, 2015. For the third year in a row, Deloitte & Touche LLP and Compliance Week...
View ArticleCompliance modernization is no longer optional
How evolved is your approach? More than just a cost of doing business. To Chief Compliance Officers, it’s a refrain they’ve heard for years: a challenge, an ambition, and perhaps a sliver of veiled...
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